Highly Concentrated Positions

B. Riley Wealth Management can help you manage a large position of publicly traded stock in your portfolio. Concentrated positions may be accumulated in a number of ways:

 

 

 

 

 

 

 

 

 

 

 

 

 

As a general rule for a well-diversified equity portfolio, no more than 10% of the portfolio value should be held in one security and no more than 30% in any one sector.

 

      Strategies for Managing Concentrated Positions

  • Gradually selling and repositioning
  • Option-based alternatives
  • Estate planning and charitable techniques
  • Borrowing against your stock
  • Other strategies

The suitability of each alternative depends upon your individual circumstances, and some alternatives may be inappropriate for your situation. Working alongside your tax and legal advisors, I can help you evaluate these strategies.